Ratification of the Treaty of Lisbon

The ratification of the Treaty of Lisbon was officially completed by all member states of the European Union on 13 November 2009 when the Czech Republic deposited its instrument of ratification with the Italian government.[2] The Lisbon Treaty came into force on the first day of the month following the deposition[3][4] of the last instrument of ratification with the government of Italy, which was 1 December 2009.[5]

Most states ratified the treaty in a parliamentary processes. The Republic of Ireland was the only member state to hold a referendum on the subject. In a first vote held on 12 June 2008 (the Lisbon I referendum) the treaty was rejected; however a second vote was held on 2 October 2009 (the second Lisbon referendum) and the treaty was approved.

Contents

At a glance

The table below shows the ratification progress in European Union member states. Hungary was the first member state where the treaty was approved by a national parliament on 17 December 2007. Note that the assent of the head of state represents the approval of the parliamentary procedure, while the deposition of the instrument of ratification refers to the last step of ratification, which might require a separate signature of the head of state on the instrument of ratification for it to be deposited. For the discussion of the specific legal situation in countries which have encountered obstacles in the ratification process, see relevant section below the table.

Signatory Conclusion date Institution AB Deposited[4] Ref.
 Austria 9 April 2008 National Council 151 27 5 13 May 2008 [6]
24 April 2008 Federal Council 58 4 0 [7]
28 April 2008 Presidential Assent Granted [8]
 Belgium 6 March 2008 Senate 48 8 1 15 October 2008 [9]
10 April 2008 Chamber of Representatives 116 11 7 [10]
19 June 2008 Royal Assent Granted [11]
14 May 2008 Walloon Parliament (regional)
(community matters)		 56 2 4 [12]
14 May 2008 53 3 2 [13]
19 May 2008 German-speaking Community 22 2 1 [14]
20 May 2008 French Community 67 0 3 [15]
27 June 2008 Brussels Regional Parliament 65 10 1 [16]
27 June 2008 Brussels United Assembly 66 10 0 [17]
10 July 2008 Flemish Parliament (regional)
(community matters)		 76 21 2 [18]
78 22 3 [18]
11 July 2008 COCOF Assembly 52 5 0 [19]
 Bulgaria 21 March 2008 National Assembly 195 15 30 28 April 2008 [20]
 Cyprus 3 July 2008 House of Representatives 31 17 1 26 August 2008 [21]
19 July 2008 Presidential Assent Granted
 Czech Republic 18 February 2009 Chamber of Deputies 125 61 11 13 November 2009 [22][23]
6 May 2009 Senate 54 20 5 [24]
3 November 2009 Presidential Assent Granted [2][25]
 Denmark 24 April 2008 Parliament 90 25 0 29 May 2008 [26]
30 April 2008 Royal Assent Granted [27]
 Estonia 11 June 2008 Assembly 91 1 9 23 September 2008 [28]
19 June 2008 Presidential Assent Granted [29]
 Finland 11 June 2008 Parliament 151 27 21 30 September 2008 [30]
12 September 2008 Presidential Assent Granted [31]
 France 7 February 2008 National Assembly 336 52 22 14 February 2008 [32]
7 February 2008 Senate 265 42 13 [33]
13 February 2008 Presidential Assent Granted [34]
 Germany 24 April 2008 Federal Diet 515 58 1 25 September 2009 [35]
23 May 2008 Federal Council 65 0 4 [36]
8 October 2008 Presidential Assent Granted [37]
 Greece 11 June 2008 Parliament 250 42 8 12 August 2008 [38]
 Hungary 17 December 2007 National Assembly 325 5 14 6 February 2008
20 December 2007 Presidential Assent Granted [39]
 Ireland 29 April 2008 Dáil Éireann (1st ref. bill) Passed 23 October 2009 [40]
9 May 2008 Senate (1st ref. bill) Passed [40]
12 June 2008 First Referendum[a] 47% 53% N/A [40]
8 July 2009 Dáil Éireann (2nd ref. bill) Passed [41]
9 July 2009 Senate (2nd ref. bill) Passed [41]
2 October 2009 Second Referendum[b] 67% 33% N/A [42]
15 October 2009 Presidential Assent Granted [43]
21 October 2009 Dáil Éireann (statute bill) Passed [44]
22 October 2009 Senate (statute bill) Passed [44]
27 October 2009 Presidential Assent Granted [45]
 Italy 23 July 2008 Senate 286 0 0 8 August 2008 [46]
31 July 2008 Chamber of Deputies 551 0 0 [47]
2 August 2008 Presidential Assent Granted [48]
 Latvia 8 May 2008 Parliament 70 3 1 16 June 2008 [49]
28 May 2008 Presidential Assent Granted
 Lithuania 8 May 2008 Parliament 83 5 23 26 August 2008 [50]
14 May 2008 Presidential Assent Granted [51]
 Luxembourg 29 May 2008 Chamber of Deputies 47 1 3 21 July 2008 [52]
3 July 2008 Ducal Assent Granted [53]
 Malta 29 January 2008 House of Representatives 65 0 0 6 February 2008 [54]
 Netherlands 5 June 2008 House of Representatives 111 39 0 11 September 2008 [55]
8 July 2008 Senate 60 15 0 [56]
10 July 2008 Royal Assent Granted [57]
 Poland 1 April 2008 House of Representatives 384 56 12 12 October 2009 [58]
2 April 2008 Senate 74 17 6 [59]
9 April 2008 Presidential Assent Granted [60]
 Portugal 23 April 2008 Assembly of the Republic 208 21 0 17 June 2008 [61]
9 May 2008 Presidential Assent Granted [62]
 Romania 4 February 2008 Parliament 387 1 1 11 March 2008 [63][64]
6 February 2008 Presidential Assent Granted [65]
 Slovakia 10 April 2008 National Council 103 5 1 24 June 2008 [66][67]
12 May 2008 Presidential Assent Granted [68]
 Slovenia 29 January 2008 National Assembly 74 6 0 24 April 2008 [69]
7 February 2008 Presidential Assent Granted
 Spain 26 June 2008 Congress of Deputies 322 6 2 8 October 2008 [70]
15 July 2008 Senate 232 6 2 [71]
30 July 2008 Royal Assent Granted [72]
 Sweden 20 November 2008 Parliament 243 39 13 10 December 2008 [73][74]
 United Kingdom 11 March 2008 House of Commons 346 206 16 July 2008 [75]
18 June 2008 House of Lords Passed [76][77]
19 June 2008 Royal Assent Granted [78][79][80]
^a Turnout: 1,621,037 (53.13%); 6,171 (0.4%) spoilt; 752,451 (46.6%) for, 862,415 (53.4%) against.
^b Turnout: 1,816,098 (59.0%); 7,224 (0.4%) spoilt; 1,214,268 (67.1%) for, 594,606 (32.9%) against.

Obstacles encountered

Czech Republic

Both houses of the Czech parliament have ratified the treaty, in February and May 2009.[81] However, President Václav Klaus was opposed to the ratification of the Lisbon Treaty at that time. He called for the process to be brought to an end[82] and stated that he was in "no hurry" to ratify the document.[83] In September 2008, he had also stated that he would not sign the treaty until Ireland had ratified it.[84]

Prior to that, President Klaus stated that he was awaiting the verdict of the Constitutional Court concerning a complaint submitted by senators against certain parts of the treaty. The Court dismissed this complaint on 26 November 2008. However, the senators proceeded to request the Constitutional Court to assess the treaty as a whole.[85] On 29 September 2009 a group of Czech senators lodged a fresh complaint with the Constitutional Court. According to Czech Constitution, the treaty cannot be ratified until a ruling of the Constitutional Court is delivered.[86]

Beside the constitutional challenge president Klaus, notwithstanding Czech parliament approval of the treaty, asked for an opt-out from the Charter of Fundamental Rights of the European Union. He said that, were the charter to gain full legal strength, it would jeopardise the Beneš decrees,[87] and in particular the decree that confiscated, without giving compensation, the properties of Germans and Hungarians during the Second World War. These decrees are still part of the domestic law of both Czech Republic and Slovakia (the latter not having requested any exemption from the charter). President Klaus said that this opt out is therefore a necessary condition for him to sign the document. It should be noted that this argument had been already invoked by right-wing populists,[88] when both countries were ready to accede to the European Union. In 2002 the EU Commission asked a legal opinion on compatibility of the decrees with the EU treaties. In the opinion[89] it was argued that, were the Beneš decrees enacted today, they would breach EU treaties, but since they were enacted in 1945 their status would have been unaffected. The opinion quotes a sentence on this subject by the European Court of Human Rights in order to explain that, even if the EU, as the European Convention on Human Rights and Fundamental Freedoms, recognises the right to ownership as a fundamental right, the treaties cannot have a retroactive effect:

As regards this preliminary issue, the Court observes that the expropriation had been carried out by authorities of former Czechoslovakia in 1946, as confirmed by the Bratislava Administrative Court in 1951, that is before 3 September 1953, the entry into force of the Convention, and before 18 May 1954, the entry into force of Protocol No. 1. Accordingly, the Court is not competent ratione temporis to examine the circumstances of the expropriation or the continuing effects produced by it up to the present date

In the opinion it's also noted that, even if those clauses concerning property rights were enforceable, EU would not have any say on this as the Treaty establishing the European Community explicitly states (art. 295) that

This Treaty shall in no way prejudice the rules in Member States governing the system of property ownership.

This clause has been slightly reworded by the Lisbon Treaty in order to make it refer to both the TEU and TFEU treaties and is going to become article 345 of the TFEU.

On 2 October 2009, Ireland voted for the treaty in the second referendum, thereby removing one of Klaus's earlier objections to him signing the treaty. On 12 October 2009, the Czech government agreed to adopt Klaus's demand as its own assuming that the president would sign if they successfully negotiated the opt-out, and if the Constitutional Court ruled that the treaty was compatible with the Czech constitution. The opt-out was agreed by other member states of the EU in the European Council on 29 October 2009.[90]

On 3 November 2009, the Czech Constitutional Court approved the treaty, clearing the way for President Klaus to sign it,[91][92] which he did that afternoon.[93] The Czech instrument of ratification was then deposited with the Italian Government on 13 November 2009.

Germany

Germany ratified the Lisbon Treaty in September 2009 after having placed on hold some fifteen months earlier.[94] Both houses of the bicameral German parliament approved of the Treaty of Lisbon 24 April and 23 May 2008. However, formal ratification required the signature of the President, which was withheld pending a ruling from the Constitutional Court on the treaty's compatibility with Germany's constitution.[95] This followed a challenge launched by German Bundestag member Peter Gauweiler, a member of Bavaria's Christian Social Union (CSU) who, among others, claimed that the treaty was unconstitutional. Mr. Gauweiler had launched a similar challenge to the European Constitution in 2005 but after its failure, the Constitutional Court made no ruling on it.[96]

The Constitutional Court held oral hearings on 10 and 11 February 2009. In its 30 June 2009 decision the Court stated that while the treaty was compatible with the Basic Law, an accompanying German statute, relating to powers of the German Parliament to supervise how the German government votes at Union level, granted insufficient powers to the German Parliament. Ratification of the treaty would require the stronger oversight powers. The 147 page-long ruling focuses on the structure of the European Union according to the Lisbon Treaty and its relationship with the Basic Law. It comes to the conclusion that the treaty does not create a European federal state (which would invalidate the Basic Law and require a referendum), that the structural democratic deficit of the EU institutions cannot be resolved in an association of sovereign national states (since it would break the principle of the equality of states), and that the substance of German state authority is protected.[97]

The Bundestag held an extraordinary session on 26 August 2009 to examine a draft law on strengthening parliamentary oversight.[98] On 8 September, the bill was passed by 446 votes to 46 with 2 abstentions.[99] After the Bundesrat gave its unanimous approval on 18 September,[100] the law was signed into force by the German President on 23 September 2009 and published in the official gazette on 24 September.[101] The president signed the German instrument of ratification of the Treaty of Lisbon on 25 September 2009, after which it was deposited in Rome by the German Ambassador.[102][103]

Ireland

Further information: Twenty-eighth Amendment of the Constitution Bill, 2008 (Ireland) and Twenty-eighth Amendment of the Constitution of Ireland

Ireland ratified the Lisbon Treaty on 23 October 2009, after having initially put the whole process into doubt by rejecting the treaty in a referendum held in June 2008. Ireland was the only Member State to hold a referendum on the treaty and this initial referendum was a major reason why the treaty failed to come into force on 1 January 2009 as planned. A second referendum held on 2 October 2009 approved the treaty.

Background

In 1987 the Irish Supreme Court ruled that changes to the "scope and objectives" of the Treaty of Rome proposed by the Single European Act, did not fall within the 1972 constitutional provisions enacted in order to allow the state to join the European Communities, and would require an ad hoc Constitutional amendment authorising the state to ratify the treaty. As a consequence of this decision, Ireland has held referendums for every major European Union treaty since the Single European Act itself. The decision on whether to hold a referendum or not is a matter for the Irish government, acting on the unpublished advice of the Attorney-General. A decision not to hold a referendum would be reviewable by the Courts.

In June 2007, while the treaty was still in draft form, the government had already indicated that referendum would be held on the then Reform Treaty.[104]

The first referendum

In the first referendum, all members from the three government parties supported the yes campaign, as did all the opposition parties with members in the Oireachtas, with the exception of Sinn Féin.[105] The Green Party, while being a party in the government, did not officially take a line, having failed to reach a two-thirds majority either way at a party congress in January 2008, leaving members free to decide. Most Irish trade unions and business organisations also supported the yes campaign. Those campaigning for the no vote included political parties Republican Sinn Féin, Sinn Féin, lobby group Libertas, the People Before Profit Alliance and the Socialist Party.[106]

The result of the referendum on 12 June 2008 was in opposition to the treaty, with 53.4% against the Treaty and 46.6% in favour, in a 53.1% turnout. A week later, the results of a Eurobarometer survey conducted hours after the vote were released,[107] indicating why the electorate voted as they did. On 10 September, the government published the more in-depth research analysis on voters' stated reasons for voting yes or no: this concluded that the primary reason for rejection was "lack of knowledge/information/ understanding".[108]

The second referendum

First plans for a revote appeared in July 2008: the term of the current European Commission would be extended until the Lisbon Treaty comes into force, member states would agree not to reduce the number of Commissioners and Ireland would hold another vote in September or October 2009 after receiving guarantees on abortion, taxation and military neutrality.[109] On 12 December 2008 the Taoiseach, Brian Cowen confirmed that a second referendum would be held, after an EU leaders summit agreed to keep 1 Commissioner per member state and to incorporate legally binding guarantees on abortion, taxation and military neutrality in the Croatian Accession Treaty.[110]

The second referendum on the treaty took place on 2 October 2009. The final result was 67.1% in favour to 32.9% against, with a turnout of 59%.[42]

Completing ratification

The referendum bill, which has become the 28th Amendment to the Irish Constitution, was signed into law by President Mary McAleese on 15 October 2009.[43] The Oireachtas then proceeded to enact a law to incorporate the treaty into Irish law.[111] The domestic ratification having been completed, the Irish government lodged Ireland's instrument of ratification with the Italian government on 23 October 2009.[112]

Poland

Shortly after Ireland's first referendum, Polish President Lech Kaczyński had said that it would have been pointless to give his final signature before a solution to the Irish no vote could be found.[113] While the President had previously signed a parliamentary bill paving the way for Polish ratification,[114] he had declined to sign the ratification instrument of the treaty. After the Irish electorate had approved the treaty in the second referendum, President Kaczyński then signed Poland's instrument of ratification on 10 October 2009.[115] The instrument was lodged with the Italian government in Rome on 12 October 2009.[116]

Other votes

The European Parliament and one special territory of a member state carry out votes on the treaties. With respect to these territories a rejection could result in the treaty not applying to the territories in question, although this depends on the domestic laws applicable to the territories in question. The votes do not affect the overall ratification process and the treaty could come into force whether these entities approve the treaty or not.

Territory / body Conclusion date Institution AB Ref.
European Parliament 20 February 2008 European Parliament 525 115 29 [117][118]
 Åland Islands 25 November 2009 Parliament 24 6 0 [119][120][121]

Åland Islands

On 25 November 2009 the Parliament of Åland Islands, an autonomous region in Finland, approved the Lisbon Treaty by as majority of 24 votes to six, [122] well exceeding the required majority of two-thirds of the cast votes. A rejection of the Treaty by Åland would not have prevented the Treaty from coming into force.

The Islands' government had been looking to maintain the Islands' seat in the European Parliament and to gain the right to defend the Islands' implementation of EU law when they are challenged before the European Court of Justice, but only secured the latter. The European Parliamentary seat was lost in line with the general reduction of seats in the European Parliament.

Court cases

During the course of the ratification procedure, the Lisbon Treaty was, and still is, a subject of court rulings which shape the interpretation of the Treaty in certain Member States, but have no legal bearing on the interpretation in other countries or on a European Union level.

Germany – Constitutional Court

During the German ratification procedure, the constitutionality of the treaty was challenged. On 30 June 2009, the Federal Constitutional Court of Germany issued an opinion regarding the treaty. The opinion stated that the Treaty was compatible with Germany's Basic Law. In addition, the opinion elaborated on the interpretation of the intergovernmental treaties underlying the European Union. The 147-page ruling focused on the structure of the European Union that will be established after the Lisbon Treaty goes effective and its relationship with the Basic Law. The opinion concludes that the Treaty does not create a European federal state (which would invalidate the Basic Law and require a referendum in Germany), that the structural democratic deficit of the EU institutions cannot be resolved in an association of sovereign national states (since it would break the principle of the equality of states), and that the substance of German national sovereignty is protected. While the Court considered the Treaty (and the German statute incorporating it into German Law and authorising the Treaty's ratification) compatible with the German Basic Law, it also found that an accompanying statute, that dealt with the German Parliament's powers of oversight over the votes cast by the representatives of the German Government within the EU's institutions granted insufficient powers to the German Parliament, in a manner incompatible with the Basic Law, so that Germany's ratification of the Treaty was to be stayed until the statute in question was amended so as to include provision recognising that in certain cases the German representative was only to cast a vote once the authorisation of the German Parliament was obtained. In addition, the judges reserved the right to overrule judgments by the European Court of Justice (ECJ) within Germany, if they should be judged in violation of the Basic Law.[97] In accordance with the ruling, the German Parliament passed a bill amending the statute that dealt with the German Parliament's powers of oversight, and, once the increased control of the German Parliament over the actions of Germany's representatives was enshrined into law, the German President proceeded with the signing of the instrument of ratification.

Czech Republic – Constitutional Court

Two constitutional challenges have been lodged with the Czech Constitutional Court. In November 2008, the Constitutional Court concluded that "The Treaty of Lisbon amending the Treaty on European Union and Treaty on establishing the European Community and Charter of Fundamental Rights of the European Union are not in conflict with the constitutional order. [...] The EU integration process is not taking place in a radical way, which would lead to a "loss" of national sovereignty, but it is an evolutionary process."[123] In September 2009, the Constitutional Court received a second constitutional challenge again alleging that the Lisbon Treaty is not compatible with the Czech Constitution. A public hearing has been scheduled for 27 October 2009 dealing with the second constitutional challenge.[124] The Court announced that they had received all legal briefs required to make a decision as of 16 October 2009. The Czech constitutional court ruled that the Lisbon Treaty is compatible with the Czech constitution on 3 November 2009.[125][126]

United Kingdom – High Court

A case was brought against the UK government by Stuart Wheeler. Mr Wheeler claimed the government was legally bound by an election promise to hold a referendum on the Lisbon Treaty. The government asserted that the promise was no longer valid as it was the Constitutional Treaty for which a referendum was promised, and that the Lisbon Treaty was fundamentally different in content and in nature (being an amending treaty rather than a constitution). The court could not find anything unlawful in the government's ratification of the treaty and the case was rejected. The case was appealed but was once more rejected. During the period of the trial the government refrained from fully ratifying the treaty.[127][128]

Poland – Potential Constitutional Court Cases

On 24 November 2010 the Polish Constitutional Tribunal rejected a case brought by a group of senators challenging the national measures put in place in Poland in order to ratify the treaty.[129]

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  117. ^ The European Parliament's vote is advisory only and has no legal basis. If the Lisbon comes into force the Parliament's consent will be required for future treaty changes.
  118. ^ European Parliament approve EU's Lisbon Treaty
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